Company Secretary & Compliance Officer @ Elora Solutions

Job Description

CareEdge is a knowledge-based analytical group offering services in Credit Ratings, Analytics, Consulting and Sustainability. Established in 1993, the parent company CARE Ratings Ltd (CareEdge Ratings) is Indias second-largest rating agency, with a credible track record of rating companies across diverse sectors and holding leadership positions in high-growth sectors such as BFSI and Infra. The wholly-owned subsidiaries of CareEdge Ratings are (I) CARE Analytics & Advisory Private Ltd previously known as CARE Risk Solutions Pvt Ltd, and (II) CARE ESG Ratings Ltd, previously known as CARE Advisory Research and Training Ltd. CareEdge Ratings other international subsidiary entities include CARE Ratings Africa (Private) Limited in Mauritius, CARE Ratings South Africa (Pvt) Ltd, and CARE Ratings Nepal Limited. We are inviting applications for a Compliance cum Company Secretary in Gift City, Gujrat. Responsibilities 1. Convening Board, Committee Meetings and Annual General Meeting of. the Company 2. Handling Secretarial Activities independently, including dealing with Board members 3. Filing, registering any document including forms, returns and applications by and on behalf of the company as an authorized representative with SEBI or IFSCA or any other competent authority. 4. Ability to handle the Audit queries independently i.e. secretarial audit, internal audit, statutory audit etc. 5. Experience in International Financial Services Centres Authority (IFSCA) (GIFT City) compliances will be an added advantage including regulatory co-ordination 6. Experience in handling compliance of SEBI Market Intermediaries such as broker, Portfolio Mangers, AIFs etc. 7. Exposure of handling the Regulatory inspection/ audit etc. 8. Monitoring changes in regulatory regime and taking appropriate action 9. Provide Compliance advisory to stakeholders from perspective of IFSCA and SEBI 10. Looking at compliance of secretarial & corporate laws 11. Exposure of handling and mitigating conflict of interest under applicable regulatory regime 12. Highlight emerging compliance risk to Group Head Compliance, Legal & Secretarial 13. Vetting regulatory communications from Compliance Perspective 14. Ensuring maintenance of all books & records statutorily required under Companies Act, 2013 Desired Candidate Profile ( CS and / or LLB / LLM ) 1. Proven experience as a Compliance / Secretarial Officer in Capital Markets or Securities 2. Knowledge of all the Securities Laws 3. Deep interest in Securities Markets 4. Proactive approach toward implementation of regulatory guidelines 5. Excellent oral and written communication skills 6. Ability to brief the Board / Senior Management 7. Outstanding drafting skills 8. Ability to multi-task 9. Strong negotiation skills

Employement Category:

Employement Type: Full time
Industry: Others
Role Category: Company Secretary
Functional Area: Not Applicable
Role/Responsibilies: Company Secretary & Compliance Officer

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Keyskills:   Compliance Secretarial Activities Audit Regulatory Compliance Conflict of Interest Risk Management Legal Capital Markets Regulatory Guidelines Communication Skills Negotiation Skills Company Secretary IFSCA SEBI Corporate Laws Securities Laws Drafting Skills