Internal Audit Associate (sox, Coso)- Mumbai
- Kiya.ai
- 2 - 6 years
- Mumbai
- 9 days ago
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Job Description
Job Title: Finance Controls Associate Internal Audit & Compliance
Location: Mumbai (Goregaon) Hybrid
Experience: 3+ years
About the Role:
We are looking for a Finance Controls Associate to join our team in Mumbai. In this role, you will perform internal control testing, process audits, and compliance checks for global banking operations. Youll work closely with US teams, review financial processes, identify control gaps, and support remediation efforts to ensure regulatory compliance.
Key Responsibilities:
- Test and evaluate effectiveness of internal controls for finance and regulatory reporting
- Collaborate with US & India teams to identify risks and implement corrective actions
- Review audit work performed by junior analysts and provide guidance
- Document control processes and contribute to a strong control culture
What Were Looking For:
Accounting degree (with concentrations in financial/regulatory audit)
- CPA or equivalent preferred
Minimum 3 years of experience in the audit of banking and capital markets or equivalent experience in financial and/or regulatory reporting process
Good understanding or knowledge of SOX requirements and familiarity with COSO framework
Working knowledge of Capital market products, CIB products and Banking.
Solid understanding of financial instruments and developed skills in analysis of business supporting processes from accounting control perspective
Strong organizational skills, rigorous, and self-disciplined
Attention to detail and commitment to maintaining a strong control environment
Good communication skills, (i.e. writing, listening, presentation)
Advanced technical skills (i.e. MS Word, Excel, PowerPoint, Access)
Knowledge of Investment banking products
Preferred Background:
- Candidates from JPMorgan, Citi, HSBC, Goldman Sachs, Morgan Stanley, Barclays, Credit Suisse, Deloitte, PwC, KPMG, EY, eClerx, Accenture, Infosys, TCS, or similar global financial institutions.
How to Apply:
Interested candidates can share their CVs at: me***************n@ki*a.ai
Please include:
- Total Relevant Experience
- Current CTC
- Expected CTC
- Notice Period
- Current Location
Job Classification
Industry: IT Services & ConsultingFunctional Area / Department: BFSI, Investments & TradingRole Category: Investment Banking, Private Equity & VCRole: Investment Banking AssociateEmployement Type: Full timeContact Details:
Company: Kiya.aiLocation(s): Mumbai
Keyskills: COSO framework Coso internal control testing SOX global investment banks Internal Audit SOX Compliance internal controls Accounting Knowledge of SOX requirements process audits US Market Financial Auditing compliance check Sox Audit Sox Controls financial reporting
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