Compliance Consultant @ GSPANN

Home > Risk Management & Compliance - Other

Compliance Consultant

GSPANN
4 - 8 years
Noida, Gurugram
4 months ago
Email to a friend
Report this job

Job Description

Role: Compliance Consultant

Exp- 5+ Years

Compliance Testing of various areas, including:
KYC Testing
Branch office inspections
System access reviews
Privacy notice testing
Form BD review
5123 Filing reviews
Licensing reviews
Reg BI testing
Form ADV reviews
CSA Reviews
U5 filing testing
Developing and performing new testing modules
Tracking remedial actions to conclusion
Supporting exams through provision of workpapers

Job Classification

Industry: IT Services & Consulting
Functional Area / Department: Risk Management & Compliance
Role Category: Risk Management & Compliance - Other
Role: Risk Management & Compliance - Other
Employement Type: Full time

Contact Details:

Company: GSPANN
Location(s): Noida, Gurugram

+ View Contact

Login

Candidates can login here to view contacts and apply.

Sign In Sign Up

Email:

Password:

Password too short

To create your profile, apply for a job or make a registration

Your name (*)

Email (*)

Mobile (*)

Preferred City (* max. 2 w/comma)

Designation / Expected Role

Current / Recent Company (*)

Experience (*)

Expected Salary (*)

Desired Industry (*):

Functional area / Department (*):

Enter Skills (key skills, subjects, technologies & roles to use in search)

Write briefly about yourself, your experience and education (*)

Attach Resume Max 2.38 MB (RTF, PDF, DOC, DOCX formats only parsed)

Please, check the file size and type.

Add social media [ + ]

Create password

I agree with website service terms and conditions

Candidates are expected to provide most recent and accurate profile information, inappropriate content is strictly prohibited!

Keyskills: KYC Testing Compliance Testing Licensing reviews Form ADV reviews U5 filing testing

Job seems aged, it may have been expired!
Fraud Alert to job seekers!

₹ Not Disclosed

Job application

We will notify the employer with your details. You can also attach a resume or a cover letter.

Sign In Sign Up

Email:

Password:

Password too short

To create your profile, apply for a job or make a registration

Your name (*)

Email (*)

Mobile (*)

Preferred City (* max. 2 w/comma)

Designation / Expected Role

Current / Recent Company (*)

Experience (*)

Expected Salary (*)

Desired Industry (*):

Functional area / Department (*):

Enter Skills (key skills, subjects, technologies & roles to use in search)

Write briefly about yourself, your experience and education (*)

Attach ResumeMax 2.38 MB (RTF, PDF, DOC, DOCX formats only parsed)

Please, check the file size and type.

Add social media [ + ]

Create password

I agree with website service terms and conditions

Similar positions

Manager - Compliance

Axis Max Life

6 - 10 years

Noida, Gurugram

2 mths ago

₹ Not Disclosed

Regulatory Compliance Analyst - SME - Hyderabad

Cognizant

4 - 7 years

Hyderabad

3 mths ago

₹ Not Disclosed

Risk and Compliance Specialist II

Uber

2 - 3 years

Hyderabad

3 mths ago

₹ Not Disclosed

Manager IT Governance Risk and Compliance

Indusind Bank

4 - 5 years

Mumbai

3 mths ago

₹ 12-20 Lacs P.A.

GSPANN

COMPANY PROFILE: GSPANN is a US California Bay Area based consulting services provider focused on implementations in the Enterprise Content Management, Business Intelligence & Mobile Solution initiatives. More than 90% of our current clientele are FORTUNE 1000 organizations. We specialize in str...

Compliance Consultant @ GSPANN

Home > Risk Management & Compliance - Other