Associate, Control II - Pune - BNY Mellon - 1
- BNY Mellon
- 1 - 5 years
- Pune
- 9 months ago
- Email to a friend
- Report this job
Job Description
- Ensures that the control culture is embedded, sound, and meeting client needs
- Responsible for conducting independent control and risk assessments, developing standardized controls that represent operating best practices, providing education on controls and emerging risks, and supporting business development and change
- The Control family is part of the first line of defense
- Works with more senior Control professionals to provide control testing, control and risk education, operational risk support, and regulatory support across the business
- May coordinate data gathering/research regarding policies and practices for more senior colleagues
- Assists in analyzing control and risk management processes and creating reports on issues and areas of improvement throughout the business.
- Documents existing control practices and procedures. Works with the business to understand the controls currently in place to minimize risk.
- Assists in the documentation of evidence of successful and efficient performance of control and business recovery procedures.
- 3yrs of total work experience preferred.
Specific Projects include:
- Regulatory controls (vary to include, Regulation W, DGSG, Volker, CRS oversight, SEC verification, LM-10 annual review, as well as mandatory training controls)
- Risk control framework (review of RCSA persistence red KRI, tracking of open Audit/Compliance RCSA gaps/actions, scenario control documentation)
- Business continuity plan testing and documentation
- Account Transfer processes (including the review of IMMS account validation) quality
To be successful in this role, we re seeking the following:
- Graduate degree in business related topic
- 1-2 years minimum work experience in administrative role(s)
- Similar COO/CAO experience in BNYM CoE with alternative business lines (Markets, CT, AS etc.,)
- Limited Project management skills / dedicated PM qualification (e.g. Prince2 or similar, Agile qualification or experience) (not mandatory)
- Strong analytical skills, knowledge of business accounting, GAAP accounting, desktop application skills in particular MS Office suite
People Leadership:
- Supervisory experience 3-5 years for senior, supervisory roles - no leadership skills anticipated as requirement for the clerical roles
Job Classification
Industry: BankingFunctional Area:
Role Category: Risk Management & Compliance - Other
Role: Risk Management & Compliance - Other
Employement Type: Full time
Education
Under Graduation: Any Graduate, B.B.A/ B.M.S in ManagementPost Graduation: Any Postgraduate
Doctorate: Doctorate Not Required, Any Doctorate
Contact Details:
Company: BNY MellonLocation(s): Pune
Keyskills: MS Office suite Analyst Administration Operational risk Bloomberg Diversity and Inclusion GAAP Agile Asset management Risk management
Similar positions
BNY Mellon
BNYMellonInternationalOperations(India) PrivateLim ited BNY Mellon is an investments company with more than USD 33 Trillion assets under custody. We provide investment management; investment services and wealth management that help institutions and individuals succeed in markets all over the wo...
Job Listings
We are in open beta version of website, please let us know if any issues, at: info(at)indigojobs.in
