Hiring For IntRep, Compliance and control
- BNY Mellon
- 2 - 3 years
- Pune
- 4 years ago
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Job Description
Job Description- InterRep, Compl&Control
- Supports the day-to-day efforts related to assessing whether assigned areas are in compliance with relevant laws, rules, regulations and policies and that control mechanisms are being deployed as expected.
- Under moderate supervision, assists with the monitoring and reporting of established controls and the implementation of new control procedures in response to regulatory changes or compliance issues. May begin to suggest changes to improve work processes.
- With moderate guidance, researches and collects data on compliance and control-related activities.
- Compiles data into a useable format for more senior team members.
- Reviews and verifies that the activities of the assigned areas are aligning with the overall
- control procedures and compliance strategy.
- Prepares reports for management on compliance status and reviews reports with more senior roles to confirm accuracy and completeness.
- Counsels business personnel on remaining in compliance or improving their alignment with established controls and compliance goals.
- Identifies compliance issues and escalates to more senior staff.
- With moderate guidance, provides technical support for professional staff's assessment of the effectiveness of controls that help ensure ongoing compliance with key laws, regulations and policies affecting the assigned areas.
- Produces standard quantities of data to support risk based reviews of existing and emerging regulatory requirements.
- Escalates issues to more senior support staff.
- No direct reports. Contributes to the achievement of team objectives. Modified based upon local regulations
Requirements:
- Bachelors degree or the equivalent combination of education and experience is required.
- 2-3 years of total work experience preferred.
- Experience with Financial Services Industry regulations, compliance operations or auditing preferred.
- Experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred.
If interested, please share your updated CV on pr****************n@bn******n.com
Job Classification
Industry: BankingFunctional Area: BFSI, Investments & Trading, Role Category: Investment Banking, Private Equity & VCRole: Investment Banking, Private Equity & VCEmployement Type: Full timeEducation
Under Graduation: Any GraduatePost Graduation: Any PostgraduateContact Details:
Company: BNY MellonAddress: Tower S3,Level I,Cybercity, Magarpatta City,Hadapsar, PUNE, Maharashtra, IndiaLocation(s): Pune
Keyskills: Financial Services Compliance compliance and control Regulatory Requirements Financial Products
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BNYMellonInternationalOperations(India) PrivateLim ited BNY Mellon is an investments company with more than USD 33 Trillion assets under custody. We provide investment management; investment services and wealth management that help institutions and individuals succeed in markets all over the wo...
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