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Chief Manager - Compliance @ Reliance Capital

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 Chief Manager - Compliance

Job Description

The position is responsible for ensuring/ assisting in ensuring 100% adherence/ compliance to the SEBI Guidelines and Regulations wrt Mutual Funds, PMS etc.

  • Responsible for overall Compliance function [AMC & Trustee Company}.
  • Responsible for compliance under SEBI Regulations - Mutual Fund & PMS
  • Drafting of Scheme Information Documents, Compliance Manual, etc.
  • Interacting with the statutory authorities for approvals & clarifications
  • Generation of MIS and reporting of relevant aspects to the management
  • Handling of Statutory Audit, SEBI Audit, Internal Audit, Quality audits etc.
  • Providing compliance updates to various departments
  • Compliance specific education and training programs

Employement Category:

Employement Type: Full time
Industry: Banking / Financial Services
Role Category: Corporate Legal Department
Functional Area: Not Applicable
Role/Responsibilies: Chief Manager - Compliance

Contact Details:

Company Name: Reliance Capital
Location(s): Mumbai

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Keyskills:   complianc

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₹ 7 - 16 Lakh/Yr

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Reliance Capital

Reliance Capital Ltd