The position is responsible for ensuring/ assisting in ensuring 100% adherence/ compliance to the SEBI Guidelines and Regulations wrt Mutual Funds, PMS etc.
Responsible for overall Compliance function [AMC & Trustee Company}.
Responsible for compliance under SEBI Regulations - Mutual Fund & PMS
Drafting of Scheme Information Documents, Compliance Manual, etc.
Interacting with the statutory authorities for approvals & clarifications
Generation of MIS and reporting of relevant aspects to the management
Handling of Statutory Audit, SEBI Audit, Internal Audit, Quality audits etc.
Providing compliance updates to various departments
Compliance specific education and training programs
Employement Category:
Employement Type: Full time Industry: Banking / Financial Services Role Category: Corporate Legal Department Functional Area: Not Applicable Role/Responsibilies: Chief Manager - Compliance
Contact Details:
Company Name: Reliance Capital Location(s): Mumbai