Risk Analyst-AWM Supervision
- Ameriprise Financial
- 1 - 3 years
- Noida, Gurugram
- 3 months ago
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Job Description
Supporting supervision functions of client facing documents, communications, and investment products to ensure compliance with regulatory requirements. Analysts will be expected to identify potential irregularities/ red flags, while maintaining agreed service levels and commitments.
Key Responsibilities
Provide support to Registered Principals and Supervision leaders in conducting supervision by providing 1st level analysis of documents and processes, data aggregation, reporting and similar activities. Responsible to complete the required tasks within the pre-defined SLAs, maintaining required quality parameters. Help identify efficiencies through innovation using Lean.
Manage multiple and changing priorities, expectations and concerns while working closely with business partners in a focused and responsive manner.
Maintain reporting and other process documentation for Business Continuity purposes.
Required Qualifications
Bachelor s degree or equivalent
1-3 years of relevant experience
Preferred Qualifications
Intermediate level of MS Excel
Knowledge of US financial system, regulatory environment, financial products/services.
Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 125 years. We are a U. S. based financial planning company headquartered in Minneapolis with a global presence. The firm s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You ll also have plenty of opportunities to make your mark at the office and a difference in your community. So if youre talented, driven and want to work for a strong ethical company that cares, take the next step and create a career at Ameriprise India LLP.
Full-Time/Part-Time
Timings
India Business Unit
Job Family Group
Job Classification
Industry: Financial ServicesFunctional Area / Department: Risk Management & ComplianceRole Category: Assessment / AdvisoryRole: Risk AnalystEmployement Type: Full timeContact Details:
Company: Ameriprise FinancialLocation(s): Noida, Gurugram
Keyskills: operational support Investment products Excel financial products Process documentation Financial planning Risk Analyst Asset management Business continuity Supervision
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