Associate, Transaction Surveillance and Forensic Testing
- Primetrace
- 4 - 6 years
- Mumbai
- 4 months ago
- Email to a friend
- Report this job
Job Description
Summary:
We are seeking a self-motivated Compliance professional to be part of a transaction surveillance and forensic testing team The Global Transaction Surveillance and Forensic Testing team (TSFT) is responsible for the development, ongoing review, and follow-up of surveillance alerts related to BlackRock s equity, fixed income, and multi-asset portfolio management and trading functions globally Through their work, the team is focused on mitigating regulatory risk and helping ensure compliance with internal policies, procedures, and regulatory requirements In addition, the team provides regular MI reporting to various oversight committees and senior leaders Team members may also participate in forensic testing on specific focus areas which will require analysis and oral/written presentation of observations and recommendations Surveillance alerts and focus areas could include, but not be limited to, topics such as allocation, cross trades, and window dressing
The successful candidate will be based in BlackRock s Mumbai office and report into a local TSFT manager This individual is expected to consult and partner with Compliance and other colleagues in various regions including the Americas, EMEA and APAC
Key Responsibilities:
- Review and evaluate daily surveillance alerts in a timely manner
- Effectively coordinate and communicate with Portfolio Management and Trading business to close our surveillance alerts
- Update and enhance surveillance report logic when needed
- Review and update surveillance procedures on an annual basis
- Coordinate the development of surveillance metrics for Senior Leadership
- Assist with the development of new surveillance testing, and enhancements to existing reports, working closely with the global TSFT Head and internal Technology teams
Qualifications:
- Must be fluent in English and willing to work outside of the normal local time zone
- 4-6 years of Financial Services industry experience, asset management experience a plus
- Strong background and working knowledge of portfolio management and trading operations and practices
- Previous markets transaction surveillance experience strongly preferred
- Familiarity with applicable regulatory requirements a plus
- Ability to manage multiple tasks effectively while paying attention to detail
- Strong written/oral communication, organizational, and interpersonal skills
- Proficient in Microsoft Office (eg, Excel, Word, and PowerPoint)
- Ability to work as part of a team and independently in a fast-paced and demanding environment
- University degree required
This mission would not be possible without our smartest investment the one we make in our employees It s why we re dedicated to creating an environment where our colleagues feel welcomed, valued and supported with networks, benefits and development opportunities to help them thrive
For additional information on BlackRock, please visit @blackrock | Twitter: @blackrock | LinkedIn: wwwlinkedincom / company / blackrock
BlackRock is proud to be an Equal Opportunity Employer We evaluate qualified applicants without regard to age, disability, family status, gender identity, race, religion, sex, sexual orientation and other protected attributes at law
Job Classification
Industry: Financial ServicesFunctional Area / Department: BFSI, Investments & TradingRole Category: Banking OperationsRole: Banking Operations - OtherEmployement Type: Full timeContact Details:
Company: PrimetraceLocation(s): Mumbai+ View Contact
Keyskills: Interpersonal skills Fixed income Finance Healthcare Forensic Asset management MS Office Portfolio management Financial services Testing
Fraud Alert to job seekers!
₹ Not Disclosed
Similar positions
Primetrace
Preqin was founded in 2003 and has since grown into a leading provider of financial data and information for the alternative assets industry. Clients rely on Preqins extensive database to perform due diligence, benchmark performance, conduct market research, and identify investment opportunities. ...
Job Listings
We are in open beta version of website, please let us know if any issues, at: info(at)indigojobs.in