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Senior Compliance Analyst @ Ameriprise Financial

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 Senior Compliance Analyst

Job Description

We are looking for a driven individual with financial knowledge and analytical mindset. The candidate should be a motivated team player who can maintain efficiency and accuracy when multitasking. To be a strong candidate for this role, the key here will be experience in financial services and proven understanding of products. along with this, a strong written and verbal communicator to be able to interact with CSU/Field RPs.
Key Responsibilities
  • Working with Surveillance internal teams and business partners to define and document business requirements
  • Engage Business counterparts to ensure solutions are appropriate as per business requirement and level of readiness
  • Translating business requirements into Solutions
  • Perform and deliver on complex ad-hoc business analysis requests
  • Translate analytic output into understandable and actionable business knowledge
  • Coordinate and prioritize business needs in a matrix management environment
  • Document and communicate results and recommendations to external and internal teams

Required Qualifications
  • 4-6 years of experience in analytics industry
  • Financial services experience required
  • Strong quantitative / analytical / programming and problem-solving skills
  • Excellent knowledge of MS Excel, Power point and Word
  • Highly motivated self-starter with excellent verbal and written communication skills
  • Ability to work effectively in a team environment on multiple projects and drive results through direct and in-direct influence
  • Candidate should be willing to learn tools like Python, SQL, PowerApps & PowerBI
  • Series 7 or SIE preferred
Preferred Qualifications
  • Experience with AWS Infrastructure with experience on and knowledge of tools like SageMaker and Athena
  • Python programming, SQL and data manipulation skills
(2:00p-10:30p)
Legal Affairs

Job Classification

Industry: Financial Services
Functional Area / Department: Data Science & Analytics
Role Category: Business Intelligence & Analytics
Role: Business Analyst
Employement Type: Full time

Contact Details:

Company: Ameriprise Financial
Location(s): Noida, Gurugram

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Keyskills:   Business analysis data manipulation Analytical Financial planning Legal Asset management compliance analyst Financial services SQL Python

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Ameriprise Financial

Company DetailsAmeriprise Financial Services, LLC