Team Lead-Ops Risk Mgmt IND @ Ameriprise Financial

Lead the execution of ORM Control testing plans for multiple Business Units, include management of workload and the operation of a team
Review and approve control test results of the team from both design and operating perspectives.
Assist with the issuing, reporting and follow up of Control Action Plans (aka Issues Management).
Track identified control deficiencies, assess exposure and significance, and deliver enhancement recommendations.

Key Responsibilities

• Execute the more complicated portions of the ORM Controls testing plans by BU. Complete work within established timelines.
• Provide quality review of control deficiencies across the team.
• Provide coaching and tactical training to team members.
• Reviewing closure plans when actions are complete and identified deficiency has been addressed
• Gather information and provide input into risk assessments in conformance with department standards
• Prepare and review data summary analysis reports and presentations, as needed, for consumption by impacted teams and leadership.
• Handle Operational Risk Management ad-hoc requests related to other program standards (Governance, REVs, RCSA, Process Reviews, Change Risk)
• Audit and Risk Analytics skills and business knowledge
• Experience in financial services (banking, capital markets, insurance)
• Operational risk or experience working in a large scale operations discipline
• Strong oral and written communication skills.

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 125 years. We are a U. S. based financial planning company headquartered in Minneapolis with a global presence. The firm s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You ll also have plenty of opportunities to make your mark at the office and a difference in your community. So if youre talented, driven and want to work for a strong ethical company that cares, take the next step and create a career at Ameriprise India LLP.