Compliance @ client premier

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Compliance

client premier
3 - 8 years
Mumbai
5 months ago
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Job Description

This is Regarding Opening with a Leading Fund Management Company as a Compliance Manager !!!

Experience: 2+ years

Location - Mumbai - 5 Days (WFO)

Job description:

Responsibilities:

Will be co-ordinating with the clients of the Company for SEBI AIF/ PMS compliances.
To resolve the regulatory queries of the clients
To co-ordinate during Inspection/ Audit
Shall assist in various group level restructuring projects as may be initiated by Company from time to time.
Ensure regulatory compliances for the Company for the current as well as future regulatory projects
Qualified Company Secretary with degree in LLB/ Any professional qualification preferred
Experience in activities in the securities market or financial products including in a portfolio manager, broker dealer, investment advisor, wealth manager, research analyst or fund management
Candidates with exposure in AIF/ PMS compliance shall be preferred

If this Job Opportunity excites you, Kindly mail your updated CV Asap on the mail ID: es*a@th******************s.com.

Thanks & Regards,

Esha Shah

Job Classification

Industry: Financial Services (Asset Management)
Functional Area / Department: BFSI, Investments & Trading
Role Category: Investment Banking, Private Equity & VC
Role: Private Equity Analyst
Employement Type: Full time

Contact Details:

Company: client premier
Location(s): Mumbai

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Keyskills: compliance Capital Market Company Secretarial Broker Portfolio Management Services PMS Alternative Investments Alternative Investment Fund Sebi Compliance Regulatory Compliance Aif Sebi Regulations

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Designation / Expected Role

Current / Recent Company (*)

Experience (*)

Expected Salary (*)

Desired Industry (*):

Functional area / Department (*):

Enter Skills (key skills, subjects, technologies & roles to use in search)

Write briefly about yourself, your experience and education (*)

Attach ResumeMax 2.38 MB (RTF, PDF, DOC, DOCX formats only parsed)

Please, check the file size and type.

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Compliance @ client premier

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Compliance

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