Senior Executive - Membership (Regulatory Group I)
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- 1 - 2 years
- Mumbai
- 9 months ago
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Job Description
Job Purpose
- To perform activities related to membership compliance of the Exchange and support the team in achieving a no error work environment.
Key Result Areas
- Perform all activities related to new membership application, on-going membership compliance and termination of membership
- Scrutiny of membership documents ( including legal documents like Agreements / Indemnities / Guarantees etc. ) with regard to new membership applications, change in name of member entity, change in constitution of member entity, change in directorship, scrutiny of Annual Returns and half-yearly submission ( including Audited Financial Statements ) submitted by members etc.
- Replying to various queries raised by members seeking clarifications on membership rules & regulations. Providing details / data to various other depts. / senior management concerning membership matters.
- Preparation of notes for seeking approval at appropriate level for various changes in membership status e g change in shareholding / promoter holding pattern etc
- Performing any other activity as assigned
Skills Required
- Proactive and result oriented
- Analytical ability and an eye for detail
- Good execution skills
- Strong communications skills
- To share learning and develop/communicate best practice across various groups
- Satisfy company and national regulatory standards
- Understanding of annual returns, balance sheet items, L.C. Gupta method of net worth computation can be added advantage
Functional Competencies required
- MS Office (good excel skills to be preferred)
Behavioral Skills required
- Self-motivated and able to work with large groups of persons working in and outside the organization
Job Classification
Industry: Financial ServicesFunctional Area / Department: BFSI, Investments & Trading, Role Category: BFSI, Investments & Trading - OtherRole: BFSI, Investments & Trading - OtherEmployement Type: Full timeContact Details:
Company: National CommodityLocation(s): Mumbai+ View Contact
Keyskills: membership compliance Scrutiny of membership documents membership application
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