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Officer - Legal & Compliance at SBI @ Sbicap Securities

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 Officer - Legal & Compliance at SBI

Job Description

Role & responsibilities

- To Hear sample Call recording to check the pre and post trade confirmation

- Must Ensure that SEBI guidelines with regards to pre and post trade confirmation is adhered

- Responsible for respective Zone


Preferred candidate profile

- Education : graduation

-Experience : 1-2 Years into call audit


Perks and benefits

  • On Roll position
  • Fixed CTC + Performance base bonus

Job Location :

Address: Marathon Futurex, Unit 1201, A Wing,

12th Floor, N. M. Joshi Marg, Mafatlal Mill Compound,

Lower Parel (East), Mumbai 400013.

(10 Min Walking from Lower parel station & curry road Station)



Job Classification

Industry: Financial Services (Broking)
Functional Area:
Role Category: Legal Operations
Role: Legal Operations
Employement Type: Full time

Education

Under Graduation: Any Graduate
Post Graduation: Any Postgraduate
Doctorate: Any Doctorate, Doctorate Not Required

Contact Details:

Company: SBICAP Securities Limited
Location(s): Mumbai
Website: https://www.sbicapsec.com

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Keyskills:   Call Audit compliance trade securities law legal sebi stock exchange

 Job seems aged, it may have been expired!
 Fraud Alert to job seekers!

₹ 1.75-2.5 Lacs P.A

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Sbicap Securities

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