Post Trade Compliance @ NTT Global Networks

Job Description

You will be part of the middle office operations team involves a daily review of exceptions aiming to identify valid investment breaches on the funds portfolios. The monitoring consists of an initial data integrity check, identification and reporting required for valid investment breaches and further daily notification to the Clients. As a team member, you will be responsible for ensuring the accurate and timely delivery of assigned PTC reports which would include Daily, weekly, monthly compliance reports. You will also work closely with the onshore counterparts to establish global operating models and processes.

Key responsibilities include:

• Manage the assigned deliverables to you as per the agreed SLA.
• Performing trade compliance review of client s funds as per the guidelines and security characteristics
• Maintained detailed working knowledge of UCITS and other regulatory and exchange rule & regulations
• Post trade compliance monitoring, identifying, promptly Investigating trade breaches, and reporting as per the SLAs to clients.
• Monitor the data quality and the completeness of feeds/ Files into system and databases.
• Preparing reports and communicating with clients for the Daily, Weekly & Monthly reports
• Regular update of rules in the system as per the information received from clients.
• Proficient in managing attributes related to portfolio (exposure, ownership, commitment & Liquidity calculations)

Qualifications

Education:

• Bachelor/Master degree in Accounting, Finance or related field

IRM Job Experience:

• 2-3 Years

Skills:

• Proficiency with EXCEL
• Attention to detail
• Effective time management skills
• Excellent interpersonal and communication skills
• Outstanding organizational skills
• Initiative in Self Development
• Team player
• Works well under pressure
• Flexibility to work in all shifts

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Keyskills:   data quality trade compliance data integrity operating models affirmative action time management office operations statements of work sow