Legal Manager
- SMC Global Securities
- 3 to 8 Yrs
- Delhi, NCR
- 5 years ago
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Job Description
Job Description
1. Primary Responsibility is of resolution and recovery of debt from client against whom legal case/cases are under proceeding in various Courts Responsible for monitoring and managing all secretarial matters of the entire Group Companies, perform executive role for various compliance issues, vetting of statutory documents and other related works so as to safeguard SMC from statutory issues.
2. Responsible for efficiently handling all court and other legal matters from filing of legal cases till the disposal thereof of SMC Group through monitoring, managing, directing the legal team as well as appearing before courts in almost all legal matters on behalf of Group Companies.
3. Core responsibility for preparing reply of all SEBI, NSE, BSE Investigation in scripts and enquiry with proper co-ordination and help of concerned Departments, Reply to NSCCL regarding the query related to short-fall in delivery during pay-out, Liaison with the authorities in Exchange and Regulatory bodies, Supervising and if required replying the critical Investor Grievances including general and Exchange wise matters, Responsible for entire Arbitration issues related to SMC Group from drafting to arguing, Speaker on the various forums related to Investor Awareness Programmers either sponsored or supported by the
4. SMC group, Regularly contributing through drafting skills to handle the subjects related to literature annual reports, other drafting as instructed from time to time, Compliance of Account Opening and other as proposed in near future, responsible for MIS of the Legal and Secretarial Department.
5. Responsible for monitoring and managing all court matters, legal vetting of documents and other related works so as to safeguard SMC from legal statutory issues and to recover the money of the company which are becoming bad debts and to bring the litigation at the minimum level.
6. Responsible for drafting of replies and verify the actual /true facts on the basis of available records of all IGRC (Investor Grievances Redressal Committee) Matters received from NSE, BSE, NCDEX & MCX, from Branch Level, Customer Care Team and from Investor (personally) for the General and Specific Grievances of the investors, also fully involved in preparation and filling of documents for membership compliance of all the exchanges and also taking care of the activities performing by others in preparation of documentation for activation of trading terminals, mode of connectivity their installation / shifting / activation / deactivation and matter pertains to their compliance and NSE/BSE Exams enrollments procedures.
7. Core/Primary Responsibilities to draft the cases including the Civil Recovery Suit/Complaint-U/s 138 etc. and ensure for filing the same before the concern court, appearance before different courts/Authority, argue the matters in different location of India and get relief in favour of the company, handle the Consumer matters, Labour matters, employee matter in different location of India etc.
Employement Category:
Employement Type: Full timeIndustry: Banking / Financial ServicesRole Category: Corporate Legal DepartmentFunctional Area: Not ApplicableRole/Responsibilies: Legal ManagerContact Details:
Company: SMC Global SecuritiesLocation(s): Delhi, NCR
SMC Global Securities
SMC Group, founded in 1990, is India's leading share and stock broker, provides a wide range of financial services and investment solutions. A blend of extensive experience, diverse talent and client focus has made us the best Currency broking house in India. We are also amongst the first financia...
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