Securities Ops Service Spec 4 @ Wells Fargo

Job Description

About the Role

• Wells Fargo Brokerage Ops is seeking for a candidate to perform various back office middle office functions, which involves Trade processing, Settlements, Asset Servicing, Reconciliation, Income processing etc.
• This candidate will be primarily responsible for executing the production work with minimal supervision.
• Process deals with stringent cutoffs and tight deadlines on a daily basis so the candidate should possess the sense of urgency and willing to go beyond the expectations.

Primary Responsibilities; Is responsible for performing a variety of operational tasks for highly complex securities or cash related transactions or processes that require good knowledge of unit functions and systems.

Duties may include:

• Trade processing / Settlements / Corporate Action / Mutual funds processing / Portfolio Reconciliation.
• Assign all Trade/ Income differences accurately and on a timely basis.
• To be able to process all type of trades/ corporate action events independently.
• Handle the queries form the onshore teams/clients/customers.
• Performs a variety of operational tasks in middle office area which high complex in nature.
• To be able to escalate any discrepancies/issues to the supervisors in a timely fashion.
• Very good Understanding of US Trade life cycle
• Very good understanding of market participants like custodian, clearinghouse, brokers, Investment Managers, exchange etc.
• Leads and/or participates in production improvement efforts; and addresses procedural impacts
• Provides management level reporting including service quality, volume tracking, and/or staff performance.
• SME of the process/look after the overall process delivery
• Make sure all the functions are cross trained appropriately and all the function have backups to manage the staff leave management

Job Classification

Industry: Banking, Financial Services, Broking
Functional Area: Financial Services, Banking, Investments, Insurance,
Role Category: Operations/Processes/Finance/Legal
Role: Operations/Processes/Finance/Legal
Employement Type: Full time

Education

Under Graduation: Any Graduate in Any Specialization
Post Graduation: Post Graduation Not Required

Contact Details:

Company: Wells Fargo
Location(s): Bengaluru

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Keyskills:   Trade Production improvement Reconciliation Back office Investment management Leave management Service quality Operations Trade processing Investment