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Securities Ops Service Spec 3 @ Wells Fargo

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 Securities Ops Service Spec 3

Job Description

About the Role Wells Fargo Brokerage Ops is seeking for a candidate to perform various back office middle office functions, which involves Trade processing, Settlements, Asset Servicing, Reconciliation, Income processing etc. This candidate will be primarily responsible for executing the production work with minimal supervision. Process deals with stringent cutoffs and tight deadlines on a daily basis so the candidate should possess the sense of urgency and willing to go beyond the expectations. Primary Responsibilities Is responsible for performing a variety of operational tasks for highly complex securities or cash related transactions or processes that require good knowledge of unit functions and systems.

Duties may include:

  • Trade processing / Settlements / Corporate Action / Mutual funds processing / Portfolio Reconciliation.
  • Assign all Trade/ Income differences accurately and on a timely basis.
  • To be able to process all type of trades/ corporate action events independently.
  • Handle the queries form the onshore teams/clients/customers.
  • Performs a variety of operational tasks in middle office area which high complex in nature.
  • To be able to escalate any discrepancies/issues to the supervisors in a timely fashion.
  • Good understanding of market participants like custodian, clearing house, brokers, Investment Managers, exchange etc.
Essential Qualifications
  • 3 -4 years of Securities/Custody/Investment banking experience
  • Understands the functionalities of US capital markets and various products like stock/equity, mutual fund, bonds etc.
  • Very good Understanding of Trade life cycle
  • Desirable to have experience of interacting with US customers/external parties
  • Performs a variety of operational tasks for moderately to complex level
  • Detail-oriented with very good problem solving abilities
  • Commerce Graduate with CA/CFA/ICW/M.com /MBA preferably in Finance vertical

Job Classification

Industry: Banking, Financial Services, Broking
Functional Area: Financial Services, Banking, Investments, Insurance,
Role Category: Mutual Funds/Fund Management/Asset Management
Role: Mutual Funds/Fund Management/Asset Management
Employement Type: Full time

Education

Under Graduation: Any Graduate in Any Specialization
Post Graduation: MBA/PGDM in Marketing, CA in CA, M.Com in Commerce

Contact Details:

Company: Wells Fargo
Location(s): Bengaluru

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Keyskills:   Business services Trade Mutual funds Reconciliation Corporate Back office Investment banking Investment management Operations Trade processing

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Wells Fargo

Wells Fargo & Company (NYSE: WFC) is a diversified, community- based financial services company with $1. 9 trillion in assets. Founded in 1852 and headquartered in San Francisco, Wells Fargo provides banking, insurance, investments, mortgage, and consumer and commercial finance through more ...