Securities Ops Service Spec 1 @ Wells Fargo

Job Description

Department Overview Wealth & Investment Management (WIM) is one of the nation s leading providers of financial and investment services in the United States offering a full range of products and services to meet clients unique needs and help them achieve financial goals. It consists of six different lines of business, one of which is Wells Fargo Advisors group. Within WFA, this requirement is with Brokerage Operations. About the Role Wells Fargo Brokerage Ops is seeking for a candidate to perform various back office & middle office functions, which involves Trade processing, Settlements, Asset Servicing, Reconciliation, Income processing etc. This candidate will be primarily responsible for executing the production work with required supervision. Responsibilities Is responsible for performing a variety of operational tasks for highly complex securities or cash related transactions or processes that require basic knowledge of unit functions and systems. Duties may include:

• Assign all Trade /Reconciliation differences accurately and on a timely basis
• To be able to perform basic tasks like trade matching, Settlement, Income processing etc.
• To be able to follow-up assertively with various external parties
• Interaction with market participants like custodian, clearing house, brokers, Investment Managers to gather process/product related information

Essential Qualifications

• 0 -1 years of securities/Custody/Investment banking experience
• Basic understanding of US Securities market
• Understanding of Trade life cycle
• Understands the basics of capital markets and various products like what is a mutual fund, bonds, what is a stock/equity, etc.
• Attention to detail and comprehension skills
• Commerce Graduate with CA/CFA/ICW/M.com /MBA preferably in Finance vertical

Desired Qualification

• Candidate should have basic accounting Knowledge
• Good problem solving and analytical skills and numerical skills
• Typing Skills / Good Communication (Read / Write / Speak)
• Desirable to have experience of interacting with US customers.

Working Hours: 6:30pm to 3:30am
Work location: Bangalore-India

Job Classification

Industry: Banking, Financial Services, Broking
Functional Area: Financial Services, Banking, Investments, Insurance,
Role Category: Investment Banking
Role: Investment Banking
Employement Type: Full time

Education

Under Graduation: Any Graduate in Any Specialization
Post Graduation: Post Graduation Not Required
Doctorate: Doctorate Not Required, Any Doctorate in Any Specialization

Contact Details:

Company: Wells Fargo
Location(s): Bengaluru

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Keyskills:   Analytical skills Trade Automation Mutual funds Reconciliation Back office Investment banking Investment management Operations Analytics